11th Estate
Agentic platform whose AI engine scans markets, matches an investor's portfolio, files claims as the user's appointed agent, and delivers payouts to recover securities class action settlements, shareholder compensations, and SEC fair funds.
11th Estate is an agentic AI platform that helps investors automatically recover funds from securities class action settlements, shareholder compensations, and SEC fair funds. Its AI driven engine scans the global markets for available investor compensation, matches it against the user's connected portfolio, files all the necessary claims as the user's appointed agent, and delivers the payout directly to the client's account, aiming to make investment recovery as automatic as receiving dividends. The platform reports more than 155,000 investors served, over 250 million dollars in processed claims, and a 100 percent claim acceptance rate, and it has partnered with TradingView, Stocktwits, and plaintiffs firm Silver Golub and Teitell.
The company addresses a large gap in which most individual and institutional investors never collect the settlements they are entitled to, often because complicated paperwork causes many claims to be rejected. Beyond its direct to consumer offering, 11th Estate serves RIAs, wealth and asset managers, family offices, hedge funds, broker dealers, and financial institutions through custodian and trades management system integrations and a developer friendly API. It was founded by Stan Vick, a twenty year investment veteran, and operates under 11thEstate Inc.
Vendor details
Canonical URL
https://11th.com
Category
Enterprise operations agent
Funding status
Seed. Raised 2 million dollars in a seed round led by Social Leverage, with participation from Outside Ventures and Blank Ventures and angels Evan Rapoport, founder of SmartX, and Chris Camillo of DumbMoney. Founded by Stan Vick.
Company status
independent
Use cases & customers
Primary use cases
Target customers
Integrations
Connects brokerage, custodian, and portfolio reporting accounts via OAuth, with Robinhood, Questrade, and Alpaca documented, plus direct custodian and trades management system integrations and a developer friendly API for RIAs, asset managers, broker dealers, and financial institutions.
Sources & related URLs
Related / legacy domains
Agentic Index coverage score
4.0 / 14 capabilities · 29%
| Integrations & Tool Calling | Partial |
|---|---|
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Connects brokerage, custodian, and portfolio reporting accounts, with OAuth linking documented for Robinhood, Questrade, and Alpaca, and direct custodian and trades management system integrations for institutions; one financial data class rather than a broad connector catalog. Source11th.com and 11th.com/enterpriseread 2026-08-30 |
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| Workflow Orchestration | Partial |
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An autonomous end to end flow connects the account, scans and matches eligible funds, files claims, and delivers payouts by direct deposit, documented as a three step process on the vendor's own site; orchestration within a single recovery vertical. Source11th.comread 2026-08-30 |
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| Knowledge Grounding & RAG | Full |
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The vendor maintains a database of securities class action settlements, SEC fair funds and shareholder compensation cases across global markets, exposed as a public case lookup screener, and its engine matches that case data against each customer's connected portfolio holdings to decide what to file. The grounding is the vendor's own dataset joined to each customer's records, not document retrieval over customer files. Source11th.com homepage and case screenerread 2026-09-29 |
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| Human Oversight & Guardrails | Not documented |
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The Terms of Use appoint 11thEstate as the user's agent and attorney in fact to prepare and file all claims automatically, with the user waiving participation rights; the institutional product documents notifications rather than approvals, and no approval gate or guardrail mechanism is documented. Source11th.com terms of useread 2026-08-30 |
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| Security, Identity & Governance | Not documented |
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The privacy policy documents OAuth account linking, encrypted document handling, and generic industry standard safeguards, but no security page, trust center, certification, DPA, or customer facing identity and governance features are documented anywhere on the site or legal pages. Source11th.com privacy policyread 2026-08-30 |
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| Observability & Auditability | Partial |
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The institutional product documents notifications of new claims filed and upcoming deposits with full enterprise transparency and reporting; visibility into what the engine filed, not trace or audit tooling reconstructing why. Source11th.com/enterpriseread 2026-08-30 |
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| Memory & State Persistence | Not documented |
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No memory or state persistence is described as a feature on the product, institutional or legal pages. Source11th.comread 2026-08-30 |
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| Deployment & Data Residency | Not documented |
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The Terms of Use restrict the service to persons located in the United States, and the privacy policy states data may be stored, processed, and transferred in any country where the company operates with no customer control; no deployment or residency options exist. Source11th.com terms of use and privacy policyread 2026-08-30 |
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| Prebuilt Agents / Templates / Packs | Not documented |
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No prebuilt agent, template, or pack surface is documented; the case screener is a content database rather than agent templates. Source11th.comread 2026-08-30 |
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| Triggers & Channel Coverage | Full |
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The vendor's homepage states its engine automatically scans, matches and files claims for all eligible funds once a brokerage or custodian account is connected, and the institutional page documents notifications of new claims filed and upcoming deposits. New settlements and fair funds becoming available wake the engine to file without the user initiating each run, which the vendor states in a single sentence on its own site. No broader channel surface is documented. Source11th.com homepage, 30 August read of 11th.com/enterpriseread 2026-09-29 |
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| Model Flexibility & Routing | Not documented |
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The Terms of Use name LLM Providers as a category of data recipient, confirming LLM use, but no model provider is named and no routing is described in any vendor material. Source11th.com terms of useread 2026-08-30 |
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| APIs / SDKs / MCP Extensibility | Partial |
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The institutional page documents developer friendly APIs alongside direct custodian and trades management system integrations; access is sales gated behind a demo, and no public API documentation, SDK, webhooks, or MCP server is published. Source11th.com/enterpriseread 2026-08-30 |
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| Testing, Debugging & Optimization | Not documented |
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Customers get no testing, debugging or evaluation tooling, and none appears across the product, institutional and legal pages. Source11th.comread 2026-08-30 |
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| Browser / Computer-use | Not documented |
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Claims are filed by transmitting instructions to claims administrators through the platform's own engine and data integrations; operating third party software through a browser or computer interface is not documented. Source11th.com terms of useread 2026-08-30 |
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The Agentic Index coverage score grades every vendor Full, Partial or Not documented against the same 14 buyer facing capabilities, from public evidence only. Each capability links to how all vendors in the index score on it. How this evidence is graded
Pricing
No upfront price. The Terms of Use document a processing fee as a percentage of recovered proceeds; the percentage is not published, and institutional API terms are sales led.
Contingent processing fee as a percentage of recovery proceeds, with optional subscription and package fees; institutional access via API under separate agreements.
Included quota
Discovering eligible claims by connecting a portfolio is free; the processing fee applies only to recovered proceeds.
Cost watchouts
The percentage taken on recovered funds is not published, subscription and package fees are non refundable and can change without notice, and institutional API terms are not disclosed.
Variable cost rationale
Costs are contingent: the documented processing fee is a percentage of recovered proceeds, so investors face no upfront platform fee.
Overage / add-ons
Not public.
Sales call required
Mixed (some tiers require a call)
Free / trial
Connect a brokerage account and discover eligible claims for free; fees apply as a percentage of any recovery.
Lowest paid plan
Not public.
Key ambiguities
The processing fee percentage on recovered proceeds and institutional API pricing are not published.
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Alternatives to 11th Estate
The closest documented capability profiles to 11th Estate among enterprise operations agents tracked by Agentic Index, ordered by similarity on the same 14 point evidence the rankings use. No vendor pays for placement.
- Smart Bricks3.5 / 14Adds documented Human Oversight & Guardrails
- HackerEarth4.0 / 14Adds documented Human Oversight & Guardrails and Prebuilt Agents, Templates & Packs
- Nexxa AI2.0 / 14A lighter documented profile than 11th Estate
- Synthetic3.0 / 14Adds documented Human Oversight & Guardrails
- alfred_5.5 / 14Adds documented Human Oversight & Guardrails and Model Flexibility & Routing
- Archimetis5.5 / 14Adds documented Human Oversight & Guardrails and Security, Identity & Governance
Similarity is computed from each vendor's Agentic Index coverage score evidence, axis by axis, not from the totals. How this evidence is graded